Fund Custody and Administration

Fund Custody and Administration PDF Author: David Loader
Publisher: Academic Press
ISBN: 012849901X
Category : Business & Economics
Languages : en
Pages : 340
Book Description
Fund Custody and Administration provides an overall perspective of investment funds without limiting its analysis to specific fund structures, as other books do. Since governance and oversight of investment funds are now major regulatory requirements, administrators and custodians must place greater emphasis on the custody and safekeeping of fund assets, on the independent and robust valuation of the assets, and on collateral management. By focusing on both the asset transactions made by the investment manager for the portfolio and on the transactions in the shares or units of the fund itself, it gives readers insights about the essential elements of investment fund management and administration, regardless of their geographical backgrounds. Explores the key stages in the investment process, from setting up a fund through its launch and operation Explains the roles of participants as well as the ways regulation affects the fund and its operation Describes the work flow associated with custody and administration procedures and processes Defines the role of compliance and risk management in the context of the fund and also how compliance requirements apply to custodians and administrators

Clearing, Settlement and Custody

Clearing, Settlement and Custody PDF Author: David Loader
Publisher: Butterworth-Heinemann
ISBN: 0128186909
Category :
Languages : en
Pages : 330
Book Description
Clearing, Settlement, and Custody, Third Edition, introduces the post-trade infrastructure and its institutions. Author David Loader reduces the complexity of this environment in a non-technical way, helping students and professionals understand the complex chain of events that starts with securities trading and ends the settlement of cash and paper. The Third Edition examines the roles of clearing houses, central counterparties, central securities depositories, and custodians. The book assesses the impact on workflow and procedures in the operations function at banks, brokers, and institutions. In consideration of technological and regulatory advances, this edition adds 5 new chapters while introducing new case studies and updating examples. Adds a new chapter while updating all chapters Adds new case studies and end-of-chapter questions Introduces current examples to illuminate important points

The Custody of State Funds

The Custody of State Funds PDF Author: Martin Luther Faust
Publisher:
ISBN:
Category : Finance
Languages : en
Pages : 176
Book Description


Annual Financial Report of the Comptroller

Annual Financial Report of the Comptroller PDF Author: New York (State). Department of Audit and Control
Publisher:
ISBN:
Category : Finance, Public
Languages : en
Pages :
Book Description


SEC Docket

SEC Docket PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
Book Description


Financial Report

Financial Report PDF Author: Philadelphia (Pa.). Office of the Director of Finance
Publisher:
ISBN:
Category : Finance, Public
Languages : en
Pages :
Book Description


Code of Federal Regulations

Code of Federal Regulations PDF Author:
Publisher:
ISBN:
Category : Administrative law
Languages : en
Pages :
Book Description


Title 17 Commodity and Securities Exchanges Parts 240 to End (Revised as of April 1, 2014)

Title 17 Commodity and Securities Exchanges Parts 240 to End (Revised as of April 1, 2014) PDF Author: Office of The Federal Register, Enhanced by IntraWEB, LLC
Publisher: IntraWEB, LLC and Claitor's Law Publishing
ISBN: 0160917727
Category : Law
Languages : en
Pages : 1175
Book Description
The Code of Federal Regulations Title 17 contains the codified Federal laws and regulations that are in effect as of the date of the publication pertaining to the financial markets / commodity futures and securities exchanges.

The Law of Global Custody

The Law of Global Custody PDF Author: Madeleine Yates
Publisher: Bloomsbury Publishing
ISBN: 1847668771
Category : Law
Languages : en
Pages : 424
Book Description
"Global custody is a service whereby a financial institution assumes responsibility for the safekeeping and administration of its client's international portfolio of securities." (book, p. 1).

The Custody of School Funds

The Custody of School Funds PDF Author: Fred Francis Beach
Publisher:
ISBN:
Category : Education
Languages : en
Pages : 184
Book Description